Strongroom Intelligence: Your Strategic Partner in U.S. Market Expansion

Unveiling Strongroom Intelligence

Unveiling Strongroom Intelligence Strongroom Intelligence is a premier provider of compliance solutions designed to meet the dynamic needs of broker-dealers, investment advisors, and financial institutions. As regulatory landscapes evolve, particularly in the U.S. and Canadian markets, our innovative tools empower businesses to easily navigate complex Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements.

Our mission is to simplify compliance, enhance operational efficiency, and mitigate risks for firms operating in multi-jurisdictional environments.

Upcoming U.S. Regulations: What You Need to Know

The U.S. financial sector faces significant regulatory updates that will reshape compliance practices:

• FinCEN’s AML and KYC Rules for Registered Investment Advisors (2026): Starting in 2026, registered investment advisors (RIAs) managing over $100 million in assets will be required to implement written AML and KYC programs. This change impacts around 15,000 firms, introducing stricter compliance mandates.
• Suspicious Activity Reporting (SAR): Enhanced monitoring and reporting requirements under the Bank Secrecy Act (BSA) aim to detect and prevent illicit financial activities.
• Increased Focus on Politically Exposed Persons (PEPs): Firms must improve their processes to identify and manage relationships with high-risk clients.
• Cross-Border Compliance: Regulations will emphasise better alignment of U.S. AML practices with international standards, particularly in dealings with Canadian clients.

Driving U.S. Compliance Forward, Strongroom Intelligence offers a suite of solutions tailored to support these new requirements:>

• Automated KYC Processes: Seamlessly gather, verify, and store client data, ensuring scalable, compliant processes.
• Real-Time AML Monitoring: Identify suspicious activities instantly with integrated monitoring systems.
• Risk Assessment Tools: Profile client risks effectively to meet compliance standards.
• Audit-Ready Reporting: Generate and maintain robust documentation to satisfy regulatory audits.

Expanding into the Canadian Market , For U.S. firms engaging Canadian clients, Strongroom Intelligence ensures compliance with Canadian AML obligations, including reporting to the Ontario Securities Commission (OSC) and Financial Transactions and Reports Analysis Centre of Canada (FINTRAC). Key features include:

• KYC Verification: Automated compliance with Canadian regulations through secure client data management.
• Cross-Border Compliance Management: Real-time alerts and streamlined filings to FINTRAC.
• Risk Assessment Tools: Simplify operations with solutions tailored for multi-jurisdictional reporting.

Why Strongroom Intelligence?

• Comprehensive Compliance Coverage: From AML and KYC to terrorism financing regulations, we cover every facet of compliance.
• Operational Efficiency: Automate time-consuming tasks, freeing up resources for core business activities.
• Cross-Border Expertise: Ensure seamless compliance across U.S. and Canadian jurisdictions.
• Scalable Solutions: Adapt our tools to fit businesses of any size or complexity.
• Regulatory Updates: Stay ahead with tools that adapt to the latest regulatory changes.

Potential U.S. Services & Product: , Strongroom Intelligence is well-positioned to deliver an array of services tailored to the U.S. market, including:

• Compliance Automation: Full integration of AML/KYC tools.
• Risk Profiling and Management:: Advanced analytics to assess and mitigate client risks.
• Regulatory Reporting Solutions: Automated filings for U.S. and Canadian regulatory bodies.
• Training and Advisory: Equip firms with the knowledge to remain compliant.

Partner with Us

Strongroom Intelligence is your ally in compliance and operational excellence. Our robust, scalable solutions help firms stay ahead in an ever-changing regulatory environment. Join us in redefining compliance efficiency and cross-border collaboration.

Contact our team to learn how we can support your growth in the U.S. market